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Filing Details

Accession Number:: 0001513908-12-000012
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-10-03 19:36:50
Reporting Period:: 2012-10-01

Filing Date:: 2012-10-03
Accepted Time:: 2012-10-03 19:36:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122388	Ellie Mae Inc	ELLI	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1513908	Sigmund Anderman	C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588	Chief Executive Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-10-01	40,000	$1.38	56,666	No	4	M	Direct
Common Stock	Disposition	2012-10-01	40,000	$26.77	16,666	No	4	S	Direct
Common Stock	Acquisiton	2012-10-02	45,000	$1.38	61,666	No	4	M	Direct
Common Stock	Disposition	2012-10-02	45,000	$27.00	16,666	No	4	S	Direct
Common Stock	Acquisiton	2012-10-03	40,000	$1.38	56,666	No	4	M	Direct
Common Stock	Disposition	2012-10-03	40,000	$27.38	16,666	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Performance Shares	Disposition	2012-10-01	40,000	$0.00	40,000	$1.38
Common Stock	Performance Shares	Disposition	2012-10-02	45,000	$0.00	45,000	$1.38
Common Stock	Performance Shares	Disposition	2012-10-03	40,000	$0.00	40,000	$1.38

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
410,000	2017-08-23	No	4	M	Direct
365,000	2017-08-23	No	4	M	Direct
325,000	2017-08-23	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,000	Indirect	by 401(k) Plan
Common Stock	497,471	Indirect	by Trust

Footnotes

The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Sigmund Anderman.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $26.65 to $27.235, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $26.71 to $27.19, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $26.98 to $28.24, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
These shares are held by Sigmund Anderman, Trustee of the Sigmund and Susan Anderman Family Trust dated March 3, 2006.
100% of the shares subject to the option are fully vested and exercisable.
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.