Filing Details
- Accession Number:
- 0000740260-12-000147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-03 18:13:37
- Reporting Period:
- 2012-10-01
- Filing Date:
- 2012-10-03
- Accepted Time:
- 2012-10-03 18:13:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 740260 | Ventas Inc | VTR | Real Estate Investment Trusts (6798) | 611055020 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195500 | Ii Douglas Crocker | 71 South Wacker Drive, Suite 3400 Chicago, IL 60606 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-01 | 465 | $61.82 | 79,107 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2012-10-03 | 5,000 | $22.15 | 84,107 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-10-03 | 5,000 | $27.09 | 89,107 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-10-03 | 5,000 | $32.02 | 94,107 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-10-03 | 5,000 | $33.57 | 99,107 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-03 | 20,000 | $62.95 | 79,107 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-03 | 5,000 | $0.00 | 5,000 | $22.15 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-03 | 5,000 | $0.00 | 5,000 | $27.09 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-03 | 5,000 | $0.00 | 5,000 | $32.02 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-03 | 5,000 | $0.00 | 5,000 | $33.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2004-01-05 | 2014-01-05 | No | 4 | M | Direct |
| 35,000 | 2005-01-03 | 2015-01-03 | No | 4 | M | Direct |
| 30,000 | 2006-01-01 | 2016-01-01 | No | 4 | M | Direct |
| 25,000 | 2009-01-01 | 2019-01-01 | No | 4 | M | Direct |
Footnotes
- Common stock in the form of units granted under the Ventas Nonemployee Directors' Deferred Stock Compensation Plan (the "Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.
- Includes 229.370 units acquired on September 28, 2012, under the Plan as a result of dividend equivalents credited with respect to the dividend on Issuer's common stock paid on September 28, 2012.
- On October 3, 2012, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $62.86 to $63.02, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
- These options were part of a previously reported grant of 5,000 on January 5, 2004, by the Issuer to the Reporting Person that vested in two equal annual installments beginning on January 5, 2004.
- These options were part of a previously reported grant of 5,000 on January 3, 2005, by the Issuer to the Reporting Person that vested in two equal annual installments beginning on January 3, 2005.
- These options were part of a previously reported grant of 5,000 on January 1, 2006, by the Issuer to the Reporting Person that vested in two equal annual installments beginning on January 1, 2006.
- These options were part of a previously reported grant of 5,000 on January 1, 2009, by the Issuer to the Reporting Person that vested in two equal annual installments beginning on January 1, 2009.
- Represents total number of unexercised stock options held by the Reporting Person as of October 3, 2012.
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