Filing Details
- Accession Number:
- 0001181431-12-053461
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-03 18:10:09
- Reporting Period:
- 2012-08-30
- Filing Date:
- 2012-10-03
- Accepted Time:
- 2012-10-03 18:10:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1365216 | Sucampo Pharmaceuticals Inc. | SCMP | Pharmaceutical Preparations (2834) | 133929237 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383384 | Sachiko Kuno | 4520 East-West Highway Suite 300 Bethesda MD 20814 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-08-30 | 26,191,050 | $0.00 | 26,400,802 | No | 4 | X | Indirect | By S&R Technology Holdings, Inc. |
Class A Common Stock | Disposition | 2012-10-01 | 38,450 | $5.15 | 26,362,352 | No | 4 | S | Indirect | By S&R Technology Holdings, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | By S&R Technology Holdings, Inc. |
No | 4 | S | Indirect | By S&R Technology Holdings, Inc. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2012-08-30 | 26,191,050 | $0.00 | 26,191,050 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 52,037 | Direct | |
Class A Common Stock | 148,530 | Indirect | By Husband |
Footnotes
- Shares acquired upon conversion of shares of Class B Common Stock on a one-for-one basis.
- S&R Technology Holdings, LLC is wholly owned by Dr. Kuno and her husband. Dr. Kuno disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.02 to $5.24, inclusive. The reporting person undertakes to provide to Sucampo Pharmaceuticals, Inc., any security holder of Sucampo Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Dr. Kuno disclaims beneficial ownership of the reported securities.
- Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock without further consideration.
- Taking into account all applicable stock splits, S&R Technology Holdings, LLC obtained (i) 2,465,000 shares of Class B Common Stock for $290,000, (ii) 11,722,350 shares of Class B Common Stock for $2,413,425, and (iii) 12,003,700 shares of Class B Common Stock for $1,999,958.