Filing Details

Accession Number:
0001181431-12-053460
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-03 18:05:48
Reporting Period:
2012-08-30
Filing Date:
2012-10-03
Accepted Time:
2012-10-03 18:05:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1365216 Sucampo Pharmaceuticals Inc. SCMP Pharmaceutical Preparations (2834) 133929237
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1384384 S&R Technology Holdings, Llc 7501 Wisconsin Avenue
Suite 600
Bethesda MD 20814-6519
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-08-30 26,191,050 $0.00 26,400,802 No 4 X Direct
Class A Common Stock Disposition 2012-10-01 38,450 $5.15 26,362,352 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2012-08-30 26,191,050 $0.00 26,191,050 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 X Direct
Footnotes
  1. Shares acquired upon conversion of shares of Class B Common Stock on a one-for-one basis.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.02 to $5.24, inclusive. The reporting person undertakes to provide to Sucampo Pharmaceuticals, Inc., any security holder of Sucampo Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock without further consideration.
  4. Taking into account all applicable stock splits, S&R Technology Holdings, LLC obtained (i) 2,465,000 shares of Class B Common Stock for $290,000, (ii) 11,722,350 shares of Class B Common Stock for $2,413,425, and (iii) 12,003,700 shares of Class B Common Stock for $1,999,958.