Filing Details
- Accession Number:
- 0001179110-12-014869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-03 17:57:07
- Reporting Period:
- 2012-10-02
- Filing Date:
- 2012-10-03
- Accepted Time:
- 2012-10-03 17:57:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352659 | M James Rallo | C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036 | Cfo, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-02 | 6,032 | $46.65 | 600 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $7.48 | 2018-10-01 | 34,234 | 34,234 | Direct | |
Common Stock | Employee Stock Grant | $15.47 | 2020-10-01 | 8,343 | 8,343 | Direct | |
Common Stock | Employee Stock Option | $15.47 | 2020-10-01 | 12,842 | 12,842 | Direct | |
Common Stock | Employee Stock Grant | $15.47 | 2020-10-01 | 6,553 | 6,553 | Direct | |
Common Stock | Employee Stock Grant | $31.11 | 2021-10-01 | 5,585 | 5,585 | Direct | |
Common Stock | Employee Stock Option | $31.11 | 2021-10-01 | 12,358 | 12,358 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-10-01 | 34,234 | 34,234 | Direct |
2020-10-01 | 8,343 | 8,343 | Direct |
2020-10-01 | 12,842 | 12,842 | Direct |
2020-10-01 | 6,553 | 6,553 | Direct |
2021-10-01 | 5,585 | 5,585 | Direct |
2021-10-01 | 12,358 | 12,358 | Direct |
Footnotes
- Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
- Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- These shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.