Filing Details

Accession Number:
0001228051-12-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-03 14:51:35
Reporting Period:
2012-10-01
Filing Date:
2012-10-03
Accepted Time:
2012-10-03 14:51:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790202 First Opportunity Fund Inc FOFI (0) 133341573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228051 C Nicholas Adams 280 Congress Street
Boston MA 02210
Officer Of Investment Adviser No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-01 500 $7.70 653,821 No 4 P Direct
Common Stock Acquisiton 2012-10-01 1,100 $7.71 654,921 No 4 P Direct
Common Stock Acquisiton 2012-10-01 6,050 $7.72 660,971 No 4 P Direct
Common Stock Acquisiton 2012-10-01 7,700 $7.73 668,671 No 4 P Direct
Common Stock Acquisiton 2012-10-02 12,277 $7.73 680,948 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct