Filing Details

Accession Number:
0001209191-12-048025
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-03 14:37:51
Reporting Period:
2012-10-02
Filing Date:
2012-10-03
Accepted Time:
2012-10-03 14:37:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
831547 Spectrum Pharmaceuticals Inc SPPI Pharmaceutical Preparations (2834) 930979187
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1273213 Iii E Anthony Maida 11500 S. Eastern Ave.
Suite 240
Henderson NV 89052
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-02 5,000 $6.65 7,250 No 4 M Direct
Common Stock Disposition 2012-10-02 5,000 $11.80 2,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Exercise (Right to Buy) Disposition 2012-10-02 5,000 $0.00 5,000 $6.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-09-12 2013-12-12 No 4 M Direct
Footnotes
  1. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2012.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.7500 to $11.8800.
  3. The stock option, representing the right to purchase a total of 10,000 shares of common stock, was granted on December 12, 2003. The stock option became exercisable as to 2,500 shares on December 12, 2003, 2,500 shares on March 12, 2004, 2,500 shares on June 12, 2004, and 2,500 shares on September 12, 2004.