Filing Details
- Accession Number:
- 0001209191-12-048025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-03 14:37:51
- Reporting Period:
- 2012-10-02
- Filing Date:
- 2012-10-03
- Accepted Time:
- 2012-10-03 14:37:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1273213 | Iii E Anthony Maida | 11500 S. Eastern Ave. Suite 240 Henderson NV 89052 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-02 | 5,000 | $6.65 | 7,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-02 | 5,000 | $11.80 | 2,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option Exercise (Right to Buy) | Disposition | 2012-10-02 | 5,000 | $0.00 | 5,000 | $6.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-09-12 | 2013-12-12 | No | 4 | M | Direct |
Footnotes
- All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.7500 to $11.8800.
- The stock option, representing the right to purchase a total of 10,000 shares of common stock, was granted on December 12, 2003. The stock option became exercisable as to 2,500 shares on December 12, 2003, 2,500 shares on March 12, 2004, 2,500 shares on June 12, 2004, and 2,500 shares on September 12, 2004.