Filing Details

Accession Number:
0001181431-12-053105
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-02 20:16:12
Reporting Period:
2012-09-28
Filing Date:
2012-10-02
Accepted Time:
2012-10-02 20:16:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1303849 Avantair Inc AAIR.OB Air Transportation, Nonscheduled (4522) 201635240
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
921873 Lorne A Weil 750 Lexington Avenue
25Th Floor
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.0001 Acquisiton 2012-09-28 2,000,000 $0.75 2,000,000 No 4 A Indirect See Footnote
Common Stock, Par Value $.0001 Acquisiton 2012-06-08 250,000 $0.60 260,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect See Footnote
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (Right To Buy) Acquisiton 2012-09-28 2,373,620 $0.00 2,373,620 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,373,620 2012-09-28 2015-10-19 No 4 A Direct
Footnotes
  1. Beneficially own4d indirectly through personal LLC's
  2. Previously outstanding warrants originally granted on October 19, 2009, amended and restated as of September 28, 2012.