Filing Details
- Accession Number:
- 0001181431-12-053105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-02 20:16:12
- Reporting Period:
- 2012-09-28
- Filing Date:
- 2012-10-02
- Accepted Time:
- 2012-10-02 20:16:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1303849 | Avantair Inc | AAIR.OB | Air Transportation, Nonscheduled (4522) | 201635240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
921873 | Lorne A Weil | 750 Lexington Avenue 25Th Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.0001 | Acquisiton | 2012-09-28 | 2,000,000 | $0.75 | 2,000,000 | No | 4 | A | Indirect | See Footnote |
Common Stock, Par Value $.0001 | Acquisiton | 2012-06-08 | 250,000 | $0.60 | 260,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | See Footnote |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (Right To Buy) | Acquisiton | 2012-09-28 | 2,373,620 | $0.00 | 2,373,620 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,373,620 | 2012-09-28 | 2015-10-19 | No | 4 | A | Direct |
Footnotes
- Beneficially own4d indirectly through personal LLC's
- Previously outstanding warrants originally granted on October 19, 2009, amended and restated as of September 28, 2012.