Filing Details

Accession Number:
0001079973-12-000778
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-02 17:21:34
Reporting Period:
2012-08-10
Filing Date:
2012-10-02
Accepted Time:
2012-10-02 17:21:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
885074 Authentidate Holding Corp ADAT Services-Computer Integrated Systems Design (7373) 141673067
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232118 Lllp Partners Investment Lazarus 3200 Cherry Creek South Drive
Suite 670
Denver CO 80209
No No Yes No
1531960 B Justin Borus 3200 Cherry Creek South Drive
Suite 670
Denver CO 80209
No No Yes No
1531964 Lazarus Management Co Llc 3200 Cherry Creek South Drive
Suite 670
Denver CO 80209
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-10 1,123 $0.74 8,761,482 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (to buy) Acquisiton 2012-09-28 775,194 $0.00 775,194 $1.34
Common Stock Warrants (to buy) Acquisiton 2012-09-28 542,636 $0.00 542,636 $1.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
775,194 2013-03-28 2017-09-28 No 4 J Direct
542,636 2013-03-28 2017-09-28 No 4 J Direct
Footnotes
  1. Not required to be reported earlier since purchases for less than a total of $10,000.
  2. Warrants were issued in connection with the purchase of a Promissory Note for a purchase price equal to the principal amount of the Note. No additional payment was made for the Warrants.
  3. Warrants were received for no consideration in connection with an extension of the maturity date of a Promissory Note of the issuer.
  4. The Warrants cannot be exercised except during the exercise period specified and under certain circumstances may require a written waiver by the holder given at least 61 days before exercise. Under certain circumstances exercise may require approval of the issuer's common shareholders. The Warrants also contain cashless exercise provisions.