Filing Details
- Accession Number:
- 0001079973-12-000778
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-02 17:21:34
- Reporting Period:
- 2012-08-10
- Filing Date:
- 2012-10-02
- Accepted Time:
- 2012-10-02 17:21:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
885074 | Authentidate Holding Corp | ADAT | Services-Computer Integrated Systems Design (7373) | 141673067 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232118 | Lllp Partners Investment Lazarus | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No | |
1531960 | B Justin Borus | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No | |
1531964 | Lazarus Management Co Llc | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-10 | 1,123 | $0.74 | 8,761,482 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (to buy) | Acquisiton | 2012-09-28 | 775,194 | $0.00 | 775,194 | $1.34 |
Common Stock | Warrants (to buy) | Acquisiton | 2012-09-28 | 542,636 | $0.00 | 542,636 | $1.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
775,194 | 2013-03-28 | 2017-09-28 | No | 4 | J | Direct |
542,636 | 2013-03-28 | 2017-09-28 | No | 4 | J | Direct |
Footnotes
- Not required to be reported earlier since purchases for less than a total of $10,000.
- Warrants were issued in connection with the purchase of a Promissory Note for a purchase price equal to the principal amount of the Note. No additional payment was made for the Warrants.
- Warrants were received for no consideration in connection with an extension of the maturity date of a Promissory Note of the issuer.
- The Warrants cannot be exercised except during the exercise period specified and under certain circumstances may require a written waiver by the holder given at least 61 days before exercise. Under certain circumstances exercise may require approval of the issuer's common shareholders. The Warrants also contain cashless exercise provisions.