Filing Details
- Accession Number:
- 0001179110-12-014762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-02 16:46:21
- Reporting Period:
- 2012-09-28
- Filing Date:
- 2012-10-02
- Accepted Time:
- 2012-10-02 16:46:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318568 | Global Cash Access Holdings Inc. | GCA | Finance Services (6199) | 200723270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501482 | Elizabeth Mary Higgins | 3525 East Post Road #120 Las Vegas NV 89120 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-28 | 4,750 | $3.99 | 4,750 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-28 | 5,000 | $3.41 | 9,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-28 | 4,750 | $7.93 | 5,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-28 | 5,000 | $7.93 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-28 | 4,750 | $0.00 | 4,750 | $3.99 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-28 | 5,000 | $0.00 | 5,000 | $3.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 345,250 | 2011-09-14 | 2020-09-14 | No | 4 | M | Direct |
| 340,250 | 2012-03-01 | 2021-03-01 | No | 4 | M | Direct |
Footnotes
- These transactions were effected pursuant to a 10b5-1 plan adopted by the reporting person effective as of September 28, 2012.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide Global Cash Access Holdings, Inc., any security holder of Global Cash Access Holdings, Inc., or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
- 1/4th of the shares underlying the option grant vested on the one year anniversary date of the grant (September 14, 2011), and thereafter 1/36th of the remaining shares subject to the option grant shall vest on each monthly anniversary date of the option grant.
- 1/4th of the shares underlying the option grant vested on the one year anniversary date of the grant (March 1, 2012), and thereafter 1/36th of the remaining shares subject to the option grant shall vest on each monthly anniversary date of the option grant.
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