Filing Details
- Accession Number:
- 0001225208-12-020665
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-02 16:32:04
- Reporting Period:
- 2012-10-01
- Filing Date:
- 2012-10-02
- Accepted Time:
- 2012-10-02 16:32:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228976 | C William Crowley | 123 South Front Street Memphis TN 38103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-01 | 2,900 | $137.09 | 4,318 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-10-01 | 135 | $369.07 | 4,453 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2012-10-01 | 2,900 | $369.86 | 1,553 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-10-02 | 3,000 | $138.25 | 4,553 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-10-02 | 626 | $137.09 | 5,179 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-02 | 100 | $370.76 | 5,079 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-10-02 | 3,526 | $370.03 | 1,553 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-10-01 | 2,900 | $0.00 | 2,900 | $137.09 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-10-02 | 3,000 | $0.00 | 3,000 | $138.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-10-02 | 626 | $0.00 | 626 | $137.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 626 | 2011-08-16 | 2018-08-16 | No | 4 | M | Direct |
| 0 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
| 0 | 2011-08-16 | 2018-08-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,555 | Indirect | By Limited Liability Company |
| Common Stock | 1,639 | Indirect | By Trust |
Footnotes
- Restricted stock units (fully vested on the date of grant) issued to the reporting person in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and the AutoZone, Inc. 2011 Director Compensation Program in lieu of quarterly retainer fees in an aggregate amount equal to $50,000. The number of shares of the issuer's common stock underlying the restricted stock unit award is equal to the reporting person's aggregate quarterly retainer fee, divided by the closing market price of a share of the issuer's common stock on October 1, 2012.
- The shares will be delivered to the reporting person immediately upon the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date"), unless the reporting person has irrevocably elected in writing by December 31, 2011 to defer the delivery of such shares: (1) in a single lump-sum payment on the fifth anniversary of the Termination Date; (2) in a single lump-sum payment on the tenth anniversary of the Termination Date; or (3) in two equal installments on each of the fifth and tenth anniversaries of the Termination Date.
- The price per share is equal to the closing market price of a share of the issuer's common stock on October 1, 2012.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $369.27 - $370.17 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $369.70 - $370.69 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Granted in accordance with the AutoZone, Inc. 2003 Director Stock Option Plan.
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