Filing Details
- Accession Number:
- 0000919574-12-005542
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-01 17:44:51
- Reporting Period:
- 2012-09-27
- Filing Date:
- 2012-10-01
- Accepted Time:
- 2012-10-01 17:44:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1426506 | Smg Indium Resources Ltd. | SMGI | Commodity Contracts Brokers & Dealers (6221) | 510662991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1523557 | Talara Capital Management, Llc | 805 Third Avenue 20Th Floor New York NY 10022 | No | No | Yes | No | |
1546264 | David Zusman | 805 Third Avenue 20Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-09-27 | 1,000 | $2.75 | 705,100 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Footnotes
- These securities are held in the accounts of several investment partnerships and investment funds (collectively, the "Investment Vehicles") for which Talara serves as investment manager or general partner. David Zusman is the managing member of Talara. Talara and Mr. Zusman may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of Talara's position as investment manager or general partner of the Investment Vehicles and Mr. Zusman's status as the managing member of Talara. Each reporting person hereby disclaims beneficial ownership over the securities, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that any reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.