Filing Details
- Accession Number:
- 0001019687-12-003523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-01 16:53:28
- Reporting Period:
- 2012-09-28
- Filing Date:
- 2012-10-01
- Accepted Time:
- 2012-10-01 16:53:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
867840 | Precision Optics Corp Inc | PEYE | Electromedical & Electrotherapeutic Apparatus (3845) | 042795294 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
898388 | E Richard Forkey | Precision Optics Corporation, Inc. 22 East Broadway Gardner MA 01440 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2012-09-28 | 27,778 | $0.90 | 212,993 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2012-09-28 | 19,445 | $0.90 | 19,445 | $1.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,445 | 2012-09-28 | 2017-09-28 | No | 4 | P | Direct |
Footnotes
- The 27,778 shares of common stock and warrants to purchase 19,445 shares of common stock were purchased in a private placement at a price of $0.90 per unit. Each unit consisted of one share of common stock and 70% warrant coverage.