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Home > Insider Trading > Filing (0001019687-12-003518)

Filing Details

Accession Number:: 0001019687-12-003518
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-10-01 16:50:20
Reporting Period:: 2012-09-28

Filing Date:: 2012-10-01
Accepted Time:: 2012-10-01 16:50:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
867840	Precision Optics Corp Inc	PEYE	Electromedical & Electrotherapeutic Apparatus (3845)	042795294

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1360197	Norman Joseph Forkey	Precision Optics Corporation, Inc. 22 East Broadway Gardner MA 01440	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Acquisiton	2012-09-28	22,223	$0.90	33,620	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2012-09-28	15,557	$0.90	15,557	$1.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,557	2012-09-28	2017-09-28	No	4	P	Direct

Footnotes

The 22,223 shares of common stock and warrants to purchase 15,557 shares of common stock were purchased in a private placement at a price of $0.90 per unit. Each unit consisted of one share of common stock and 70% warrant coverage.
Mr. Forkey beneficially owns shares of common stock through joint ownership with his wife, Heather C. Forkey, with whom he shares voting and dispositive control.