Filing Details

Accession Number:
0001354488-12-005118
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-01 16:12:28
Reporting Period:
2012-08-07
Filing Date:
2012-10-01
Accepted Time:
2012-10-01 16:12:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1414628 Calpian Inc. CLPI Services-Business Services, Nec (7389) 208592825
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216792 Q Laird Cagan 20400 Stevens Creek Blvd
Suite 700
Cupertino CA 95014
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-04 35,000 $1.50 1,640,000 Yes 4 S Indirect Wells Fargo Roth IRA Custodian for Laird Q. Cagan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
Yes 4 S Indirect Wells Fargo Roth IRA Custodian for Laird Q. Cagan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (Right to Buy) Acquisiton 2012-08-07 71,233 $0.00 71,233 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
571,233 2012-08-07 2017-08-07 No 4 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,200,000 Indirect Wells Fargo Roth IRA Custodian for Sherry Cagan
Footnotes
  1. Grant of common stock warrants of the Issuer pursuant to a Note Modification Agreement.
  2. Cagan Capital, LLC is an entity owned and controlled by Laird Cagan.
  3. This includes warrants previously reported by Reporting Person.
  4. Mr. Cagan's IRA made a distribution of 35,000 shares to Mr. Cagan. This was an asset swap of equal value.
  5. Reporting person had a private sale of 35,000 shares at $1.50 per share.
  6. Sherry Cagan is the spouse of Reporting Person. Mrs. Cagan's IRA is joint property of, and beneficially held by, Reporting Person. Mrs. Cagan transferred 16,000 shares from her IRA to "The Cagan-Wolfenbarger Family Trust" which is beneficially held and jointly owned by Reporting Person. Mrs. Cagan has sole voting control over the IRA. The Cagan's share joint voting on The Family Trust.