Filing Details
- Accession Number:
- 0001144204-12-053969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-01 16:10:18
- Reporting Period:
- 2012-09-30
- Filing Date:
- 2012-10-01
- Accepted Time:
- 2012-10-01 16:10:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130385 | Foster Wheeler Ag | FWLT | Heavy Construction Other Than Bldg Const - Contractors (1600) | 223802649 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1396415 | Kent J Masters | C/O Foster Wheeler Inc. 53 Frontage Road Hampton NJ 08827 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Registered Shares | Acquisiton | 2012-09-30 | 72,921 | $0.00 | 112,527 | No | 4 | M | Direct | |
Common Registered Shares | Acquisiton | 2012-09-30 | 27,872 | $0.00 | 140,399 | No | 4 | M | Direct | |
Common Registered Shares | Disposition | 2012-10-01 | 36,835 | $24.12 | 103,564 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Registered Shares | Restricted Stock Units (Right to Acquire) | Disposition | 2012-09-30 | 27,872 | $0.00 | 27,872 | $0.00 |
Common Registered Shares | Restricted Stock Units (Right to Acquire) | Disposition | 2012-09-30 | 72,921 | $0.00 | 72,921 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
55,744 | 2012-09-30 | 2014-09-30 | No | 4 | M | Direct |
72,922 | 2011-11-11 | 2013-09-30 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2012.
- This weighted average price reflects trades in multiple transactions ranging from $23.87 per share to $24.35 per share, inclusive. Full information regarding the number of shares sold at each seperate price within the range noted above will be provided upon request to the SEC staff, the issuer, or any security holder of the issuer.
- 1-for-1
- Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan and pursuant to an employment agreement dated July 21, 2011. The restricted stock units vest as to one-third of the shares on September 30, 2012, one-third of the shares on September 30, 2013, and the remaining one-third of the shares on September 30, 2014. Upon vesting, registered shares will be issued on a one-for-one basis.
- Not applicable
- Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan as a sign-on equity grant pursuant to an employment agreement dated July 21, 2011, as modified by the Board of Directors on November 1, 2011 (as described in a Form 8-K dated November 7, 2011.) The restricted stock units vest as to one-third of the shares immediatley on the grant date, one-third of the shares on September 30, 2012, and the remaining one-third of the shares on September 30, 2013. Upon vesting, registered shares will be issued on a one-for-one basis.