Filing Details
- Accession Number:
- 0001530243-12-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-01 14:50:02
- Reporting Period:
- 2012-10-01
- Filing Date:
- 2012-10-01
- Accepted Time:
- 2012-10-01 14:50:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1530243 | A Jeffrey Kluckman | 39 East Union Street Pasadena CA 91103 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-01 | 1,000 | $3.80 | 22,976 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-01-26 | 20,000 | $0.00 | 20,000 | $1.28 |
| Common Stock | Warrants | Acquisiton | 2010-06-25 | 18,174 | $0.00 | 9,087 | $4.00 |
| Common Stock | Warrants | Acquisiton | 2010-06-25 | 50 | $0.00 | 25 | $4.00 |
| Common Stock | Warrants | Acquisiton | 2010-06-25 | 50 | $0.00 | 25 | $4.00 |
| Common Stock | Warrants | Acquisiton | 2010-06-25 | 50 | $0.00 | 25 | $4.00 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2012-06-07 | 30,000 | $0.00 | 30,000 | $3.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2011-01-26 | 2020-01-26 | No | 4 | A | Direct |
| 29,087 | 2010-06-25 | 2013-06-25 | No | 4 | A | Direct |
| 29,112 | 2010-06-25 | 2013-06-25 | No | 4 | A | Indirect |
| 29,137 | 2010-06-25 | 2013-06-25 | No | 4 | A | Indirect |
| 29,162 | 2010-06-25 | 2013-06-25 | No | 4 | A | Indirect |
| 59,162 | 2015-09-30 | 2022-06-07 | No | 4 | A | Direct |
Footnotes
- Stock option vests in three equal annual installments beginning January 26, 2011.
- These warrants were issued as a component of Units that were issued as of June 25, 2010 pursuant to the rights offering of General Finance Corporation.
- See attached document "rider3.txt" for explanation of Footnote 3.
Billionaire Hedge Funds
