Filing Details

Accession Number:
0001140361-12-041952
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-28 18:06:00
Reporting Period:
2012-09-27
Filing Date:
2012-09-28
Accepted Time:
2012-09-28 18:06:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071264 Jacksonville Bancorp Inc JAXB State Commercial Banks (6022) 593472981
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1453863 Eugene Ludwig 1185 Avenue Of The Americas
Suite 2000
New York NY 10036
Yes No Yes No
1505877 Capgen Capital Group Iv Lp 1185 Avenue Of The Americas
Suite 2000
New York NY 10036
Yes No Yes Yes
1505878 Capgen Capital Group Iv Llc 1185 Avenue Of The Americas
Suite 2000
New York NY 10036
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-11-16 2,684,144 $9.00 2,684,144 No 4 P Indirect Held by CapGen Capital Group IV LP
Series B Preferred Stock, Par Value $0.01 Per Share Acquisiton 2012-09-27 5,000 $1,000.00 5,000 No 4 P Indirect Held by CapGen Capital Group IV LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by CapGen Capital Group IV LP
No 4 P Indirect Held by CapGen Capital Group IV LP
Footnotes
  1. CapGen Capital Group IV LP ("CapGen LP") acquired the shares of Noncumulative, Nonvoting Perpetual Preferred Stock, Series B, $0.01 par value per share (the "Series B Preferred Stock"), of Jacksonville Bancorp, Inc. (the "Issuer") on September 27, 2012. CapGen Capital Group IV LLC ("CapGen LLC") is the sole general partner of CapGen LP. Mr. Eugene A. Ludwig is the managing member of CapGen LLC.
  2. CapGen LP directly owns the shares of Series B Preferred Stock on this row.
  3. As the sole general partner of CapGenLP, CapGen LLC may be deemed to be the indirect beneficial owner of the shares of Series B Preferred Stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
  4. As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of the shares of Series B Preferred Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Mr. Ludwig disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.