Filing Details
- Accession Number:
- 0001140361-12-041952
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-28 18:06:00
- Reporting Period:
- 2012-09-27
- Filing Date:
- 2012-09-28
- Accepted Time:
- 2012-09-28 18:06:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071264 | Jacksonville Bancorp Inc | JAXB | State Commercial Banks (6022) | 593472981 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1453863 | Eugene Ludwig | 1185 Avenue Of The Americas Suite 2000 New York NY 10036 | Yes | No | Yes | No | |
1505877 | Capgen Capital Group Iv Lp | 1185 Avenue Of The Americas Suite 2000 New York NY 10036 | Yes | No | Yes | Yes | |
1505878 | Capgen Capital Group Iv Llc | 1185 Avenue Of The Americas Suite 2000 New York NY 10036 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-11-16 | 2,684,144 | $9.00 | 2,684,144 | No | 4 | P | Indirect | Held by CapGen Capital Group IV LP |
Series B Preferred Stock, Par Value $0.01 Per Share | Acquisiton | 2012-09-27 | 5,000 | $1,000.00 | 5,000 | No | 4 | P | Indirect | Held by CapGen Capital Group IV LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by CapGen Capital Group IV LP |
No | 4 | P | Indirect | Held by CapGen Capital Group IV LP |
Footnotes
- CapGen Capital Group IV LP ("CapGen LP") acquired the shares of Noncumulative, Nonvoting Perpetual Preferred Stock, Series B, $0.01 par value per share (the "Series B Preferred Stock"), of Jacksonville Bancorp, Inc. (the "Issuer") on September 27, 2012. CapGen Capital Group IV LLC ("CapGen LLC") is the sole general partner of CapGen LP. Mr. Eugene A. Ludwig is the managing member of CapGen LLC.
- CapGen LP directly owns the shares of Series B Preferred Stock on this row.
- As the sole general partner of CapGenLP, CapGen LLC may be deemed to be the indirect beneficial owner of the shares of Series B Preferred Stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
- As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of the shares of Series B Preferred Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Mr. Ludwig disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.