Filing Details
- Accession Number:
- 0001140361-12-041944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-28 17:31:17
- Reporting Period:
- 2012-09-27
- Filing Date:
- 2012-09-28
- Accepted Time:
- 2012-09-28 17:31:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1143155 | Hampton Roads Bankshares Inc | HMPR | National Commercial Banks (6021) | 542053718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228649 | Robert Goldstein | C/O Capgen Capital Group Vi Lp 1185 Avenue Of The Americas Suite 2000 New York NY 10036 | Yes | No | Yes | No | |
1453863 | Eugene Ludwig | 1185 Avenue Of The Americas Suite 2000 New York NY 10036 | Yes | No | Yes | No | |
1503086 | Capgen Capital Group Vi Llc | 1185 Avenue Of The Americas Suite 2000 New York NY 10036 | Yes | No | Yes | No | |
1503087 | Capgen Capital Group Vi Lp | 1185 Avenue Of The Americas Suite 2000 New York NY 10036 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-09-27 | 11,272,875 | $0.70 | 51,024,981 | No | 4 | P | Indirect | Held by CapGen Capital Group VI LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by CapGen Capital Group VI LP |
Footnotes
- CapGen Capital Group VI LP ("CapGen LP") acquired the shares of common stock, par value $0.01 per share (the "Common Stock"), of Hampton Roads Bankshares, Inc. (the "Issuer") on September 27, 2012. CapGen Capital Group VI LLC ("CapGen LLC") is the sole general partner of CapGen LP. Mr. Eugene A. Ludwig is the managing member of CapGen LLC.
- As the sole general partner of CapGen LP, CapGen LLC may be deemed to be the indirect beneficial owner of the shares of Common Stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
- As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen LLC, the general partner of CapGen LP, Mr. Goldstein may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of Mr. Ludwig and Mr. Goldstein disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.