Filing Details

Accession Number:
0001127602-12-027324
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-28 13:00:31
Reporting Period:
2012-09-26
Filing Date:
2012-09-28
Accepted Time:
2012-09-28 13:00:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7332 Southwestern Energy Co SWN Crude Petroleum & Natural Gas (1311) 710205415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103813 D Gregory Kerley Suite 125
2350 N. Sam Houston Parkway East
Houston TX 77032
Executive Vice President & Cfo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-26 165,000 $0.00 165,000 No 4 J Indirect by Charitable Remainder Trust #2; Greg D. Kerley, Trustee
Common Stock Disposition 2012-09-26 165,000 $0.00 953,744 No 4 J Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock Acquisiton 2012-09-26 165,000 $0.00 165,000 No 4 J Indirect by Charitable Remainder Trust #3; Greg D. Kerley, Trustee
Common Stock Disposition 2012-09-26 165,000 $0.00 788,744 No 4 J Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock Disposition 2012-09-26 15,250 $33.31 149,750 No 4 S Indirect by Charitable Remainder Trust #2; Greg D. Kerley, Trustee
Common Stock Disposition 2012-09-26 15,250 $33.31 149,750 No 4 S Indirect by Charitable Remainder Trust #3; Greg D. Kerley, Trustee
Common Stock Acquisiton 2012-09-26 216,718 $2.64 1,005,462 No 4 M Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock Disposition 2012-09-26 216,718 $33.30 788,744 No 4 S Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock Acquisiton 2012-09-27 150,000 $0.00 150,000 No 5 G Indirect by KEH Irrevocable Trust; Greg D. Kerley, Grantor
Common Stock Disposition 2012-09-27 150,000 $0.00 638,744 No 5 G Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Common Stock Acquisiton 2012-09-27 150,000 $0.00 151,475 No 5 G Indirect By PAK Irrevocable Trust; Greg D. Kerley, Grantor
Common Stock Disposition 2012-09-27 150,000 $0.00 488,744 No 5 G Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect by Charitable Remainder Trust #2; Greg D. Kerley, Trustee
No 4 J Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
No 4 J Indirect by Charitable Remainder Trust #3; Greg D. Kerley, Trustee
No 4 J Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
No 4 S Indirect by Charitable Remainder Trust #2; Greg D. Kerley, Trustee
No 4 S Indirect by Charitable Remainder Trust #3; Greg D. Kerley, Trustee
No 4 M Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
No 4 S Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
No 5 G Indirect by KEH Irrevocable Trust; Greg D. Kerley, Grantor
No 5 G Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
No 5 G Indirect By PAK Irrevocable Trust; Greg D. Kerley, Grantor
No 5 G Indirect by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2012-09-26 216,718 $0.00 216,718 $2.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-12-10 2013-12-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 86,828 Direct
Common Stock 25,720 Indirect By 401(k) Plan
Common Stock 1,994 Indirect By JGH Irrevocable Trust; Greg D. Kerley, Grantor
Common Stock 1,475 Indirect By TMH Irrevocable Trust; Greg D. Kerley, Grantor
Footnotes
  1. On September 26, 2012, the reporting person transferred 165,000 shares of Southwestern Energy Company stock into the Kerley Charitable Remainder Trust #2 ("Kerley CRT #2"). The reporting person is the Trustee of the Kerley CRT #2 and will retain indirect beneficial ownership of the shares.
  2. On September 26, 2012, the reporting person transferred 165,000 shares of Southwestern Energy Company stock into the Kerley Charitable Remainder Trust #3 ("Kerley CRT #3"). The reporting person is the Trustee of the Kerley CRT #2 and will retain indirect beneficial ownership of the shares.
  3. This transaction was executed in multiple trades at prices ranging from $33.06 to $33.665. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  4. This transaction was executed in multiple trades at prices ranging from $33.07 to $33.67. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  5. On September 27, 2012, the reporting person gifted shares of Southwestern Energy Company stock to the Katie E. Henson Irrevocable Trust (the "KEH Irrevocable Trust"). The reporting person is the Grantor of the KEH Trust and will retain indirect beneficial ownership of the gifted shares.
  6. On September 27, 2012, the reporting person gifted shares of Southwestern Energy Company stock to the Paige A. Kerley Irrevocable Trust (the "PAK Irrevocable Trust"). The reporting person is the Grantor of the PAK Trust and will retain indirect beneficial ownership of the gifted shares.