Filing Details
- Accession Number:
- 0001127602-12-027324
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-28 13:00:31
- Reporting Period:
- 2012-09-26
- Filing Date:
- 2012-09-28
- Accepted Time:
- 2012-09-28 13:00:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103813 | D Gregory Kerley | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Executive Vice President & Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-26 | 165,000 | $0.00 | 165,000 | No | 4 | J | Indirect | by Charitable Remainder Trust #2; Greg D. Kerley, Trustee |
Common Stock | Disposition | 2012-09-26 | 165,000 | $0.00 | 953,744 | No | 4 | J | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
Common Stock | Acquisiton | 2012-09-26 | 165,000 | $0.00 | 165,000 | No | 4 | J | Indirect | by Charitable Remainder Trust #3; Greg D. Kerley, Trustee |
Common Stock | Disposition | 2012-09-26 | 165,000 | $0.00 | 788,744 | No | 4 | J | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
Common Stock | Disposition | 2012-09-26 | 15,250 | $33.31 | 149,750 | No | 4 | S | Indirect | by Charitable Remainder Trust #2; Greg D. Kerley, Trustee |
Common Stock | Disposition | 2012-09-26 | 15,250 | $33.31 | 149,750 | No | 4 | S | Indirect | by Charitable Remainder Trust #3; Greg D. Kerley, Trustee |
Common Stock | Acquisiton | 2012-09-26 | 216,718 | $2.64 | 1,005,462 | No | 4 | M | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
Common Stock | Disposition | 2012-09-26 | 216,718 | $33.30 | 788,744 | No | 4 | S | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
Common Stock | Acquisiton | 2012-09-27 | 150,000 | $0.00 | 150,000 | No | 5 | G | Indirect | by KEH Irrevocable Trust; Greg D. Kerley, Grantor |
Common Stock | Disposition | 2012-09-27 | 150,000 | $0.00 | 638,744 | No | 5 | G | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
Common Stock | Acquisiton | 2012-09-27 | 150,000 | $0.00 | 151,475 | No | 5 | G | Indirect | By PAK Irrevocable Trust; Greg D. Kerley, Grantor |
Common Stock | Disposition | 2012-09-27 | 150,000 | $0.00 | 488,744 | No | 5 | G | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | by Charitable Remainder Trust #2; Greg D. Kerley, Trustee |
No | 4 | J | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
No | 4 | J | Indirect | by Charitable Remainder Trust #3; Greg D. Kerley, Trustee |
No | 4 | J | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
No | 4 | S | Indirect | by Charitable Remainder Trust #2; Greg D. Kerley, Trustee |
No | 4 | S | Indirect | by Charitable Remainder Trust #3; Greg D. Kerley, Trustee |
No | 4 | M | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
No | 4 | S | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
No | 5 | G | Indirect | by KEH Irrevocable Trust; Greg D. Kerley, Grantor |
No | 5 | G | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
No | 5 | G | Indirect | By PAK Irrevocable Trust; Greg D. Kerley, Grantor |
No | 5 | G | Indirect | by Greg D. Kerley and Beth C. Kerley Joint Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-09-26 | 216,718 | $0.00 | 216,718 | $2.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-12-10 | 2013-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 86,828 | Direct | |
Common Stock | 25,720 | Indirect | By 401(k) Plan |
Common Stock | 1,994 | Indirect | By JGH Irrevocable Trust; Greg D. Kerley, Grantor |
Common Stock | 1,475 | Indirect | By TMH Irrevocable Trust; Greg D. Kerley, Grantor |
Footnotes
- On September 26, 2012, the reporting person transferred 165,000 shares of Southwestern Energy Company stock into the Kerley Charitable Remainder Trust #2 ("Kerley CRT #2"). The reporting person is the Trustee of the Kerley CRT #2 and will retain indirect beneficial ownership of the shares.
- On September 26, 2012, the reporting person transferred 165,000 shares of Southwestern Energy Company stock into the Kerley Charitable Remainder Trust #3 ("Kerley CRT #3"). The reporting person is the Trustee of the Kerley CRT #2 and will retain indirect beneficial ownership of the shares.
- This transaction was executed in multiple trades at prices ranging from $33.06 to $33.665. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $33.07 to $33.67. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- On September 27, 2012, the reporting person gifted shares of Southwestern Energy Company stock to the Katie E. Henson Irrevocable Trust (the "KEH Irrevocable Trust"). The reporting person is the Grantor of the KEH Trust and will retain indirect beneficial ownership of the gifted shares.
- On September 27, 2012, the reporting person gifted shares of Southwestern Energy Company stock to the Paige A. Kerley Irrevocable Trust (the "PAK Irrevocable Trust"). The reporting person is the Grantor of the PAK Trust and will retain indirect beneficial ownership of the gifted shares.