Filing Details
- Accession Number:
- 0001260042-12-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-27 18:14:07
- Reporting Period:
- 2012-09-25
- Filing Date:
- 2012-09-27
- Accepted Time:
- 2012-09-27 18:14:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387713 | Neulion Inc. | NLN.TO | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1260042 | Scott Paterson | Neulion, Inc. 1600 Old Country Road Plainview NY 11803 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-25 | 1,120,000 | $0.20 | 8,657,290 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-09-25 | 375,000 | $0.20 | 375,000 | No | 4 | P | Indirect | Patstar Inc. |
| Common Stock | Acquisiton | 2012-09-25 | 250,000 | $0.20 | 250,000 | No | 4 | P | Indirect | G. Scott Paterson Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Patstar Inc. |
| No | 4 | P | Indirect | G. Scott Paterson Inc. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Acquisiton | 2012-09-25 | 560,000 | $0.20 | 560,000 | $0.30 |
| Common Stock | Warrant (right to buy) | Acquisiton | 2012-09-25 | 162,500 | $0.20 | 162,500 | $0.30 |
| Common Stock | Warrant (right to buy) | Acquisiton | 2012-09-25 | 125,000 | $0.20 | 125,000 | $0.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 560,000 | 2013-01-26 | 2015-03-25 | No | 4 | A | Direct |
| 162,500 | 2013-01-26 | 2015-03-25 | No | 4 | A | Indirect |
| 125,000 | 2013-01-26 | 2015-03-25 | No | 4 | A | Indirect |
Footnotes
- The reported securities were sold as part of a unit for Cdn$0.20 per unit. Each unit consisted of one share of common stock and a warrant to purchase one-half of a share of common stock. For reporting purposes, the purchase price was converted to US dollars using the Bank of Canada none rate on September 25, 2012 of 1.0235.
- Patstar Inc. is a private Canadian company that is controlled by Mr. Paterson.
- G. Scott Paterson Inc. is a Delaware corporation that is controlled by Mr. Paterson.
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