Filing Details
- Accession Number:
- 0001491435-12-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-27 17:04:54
- Reporting Period:
- 2012-09-25
- Filing Date:
- 2012-09-27
- Accepted Time:
- 2012-09-27 17:04:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491435 | Ludwig Hantson | One Baxter Parkway Deerfield IL 60015 | Corporate Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Acquisiton | 2012-09-25 | 36,059 | $41.54 | 125,711 | No | 4 | M | Direct | |
Common Stock, $1 Par Value | Disposition | 2012-09-25 | 36,059 | $61.54 | 89,652 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2012-09-25 | 36,059 | $0.00 | 36,059 | $41.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,030 | 2020-06-01 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan
- All shares sold at $61.54
- The options are exercisable in three equal annual installments beginning on June 1, 2011, the first anniversary of the grant date.