Filing Details
- Accession Number:
- 0001127602-12-027215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-27 16:45:05
- Reporting Period:
- 2012-09-25
- Filing Date:
- 2012-09-27
- Accepted Time:
- 2012-09-27 16:45:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
62709 | Marsh & Mclennan Companies Inc. | MMC | Insurance Agents, Brokers & Service (6411) | 362668272 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1387342 | A David Nadler | 1166 Avenue Of The Americas New York NY 10036 | Vice Chairman, Office Of Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-25 | 3,691 | $34.22 | 109,995 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-25 | 3,691 | $34.22 | 106,304 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-25 | 11,071 | $34.22 | 117,375 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-25 | 11,071 | $34.22 | 106,304 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-25 | 35,000 | $34.22 | 141,304 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-25 | 35,000 | $34.22 | 106,304 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-25 | 94,697 | $34.22 | 201,001 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-25 | 94,697 | $34.22 | 106,304 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-25 | 122,550 | $34.22 | 228,854 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-25 | 122,550 | $34.22 | 106,304 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-25 | 425 | $34.22 | 106,729 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-25 | 425 | $34.22 | 106,304 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-09-25 | 3,691 | $0.00 | 3,691 | $27.86 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-09-25 | 11,071 | $0.00 | 11,071 | $27.86 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-09-25 | 35,000 | $0.00 | 35,000 | $27.86 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-09-25 | 94,697 | $0.00 | 94,697 | $26.07 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-09-25 | 122,550 | $0.00 | 122,550 | $19.05 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-09-25 | 425 | $0.00 | 425 | $22.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-03-17 | 2014-03-16 | No | 4 | M | Direct |
0 | 2007-07-01 | 2014-03-16 | No | 4 | M | Direct |
0 | 2007-07-01 | 2013-03-19 | No | 4 | M | Direct |
0 | 2018-02-25 | No | 4 | M | Direct | |
40,849 | 2019-02-22 | No | 4 | M | Direct | |
192,874 | 2020-02-21 | No | 4 | M | Direct |
Footnotes
- Includes dividend reinvestment shares acquired on May 15, 2012 and August 15, 2012.
- These options were granted on February 26, 2008 and vested in four equal installments on February 26th of 2009, 2010, 2011 and 2012. These options become exercisable only if, after they are vested, the price of Marsh & McLennan Companies common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days.
- These options were granted on February 23, 2009 and vest in four equal annual installments beginning on the first anniversary of the grant date. The first three installments vested and became exercisable on February 23, 2010, February 23, 2011 and February 23, 2012. The remaining installment vests on February 23, 2013.
- These options were granted on February 22, 2010 and vest in four equal annual installments beginning on the first anniversary of the grant date. The first two installments vested and became exercisable on February 22, 2011 and February 22, 2012. The second two installments vest on February 22, 2013 and February 22, 2014.