Filing Details

Accession Number:
0001127602-12-027215
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-27 16:45:05
Reporting Period:
2012-09-25
Filing Date:
2012-09-27
Accepted Time:
2012-09-27 16:45:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
62709 Marsh & Mclennan Companies Inc. MMC Insurance Agents, Brokers & Service (6411) 362668272
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1387342 A David Nadler 1166 Avenue Of The Americas
New York NY 10036
Vice Chairman, Office Of Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-25 3,691 $34.22 109,995 No 4 M Direct
Common Stock Disposition 2012-09-25 3,691 $34.22 106,304 No 4 S Direct
Common Stock Acquisiton 2012-09-25 11,071 $34.22 117,375 No 4 M Direct
Common Stock Disposition 2012-09-25 11,071 $34.22 106,304 No 4 S Direct
Common Stock Acquisiton 2012-09-25 35,000 $34.22 141,304 No 4 M Direct
Common Stock Disposition 2012-09-25 35,000 $34.22 106,304 No 4 S Direct
Common Stock Acquisiton 2012-09-25 94,697 $34.22 201,001 No 4 M Direct
Common Stock Disposition 2012-09-25 94,697 $34.22 106,304 No 4 S Direct
Common Stock Acquisiton 2012-09-25 122,550 $34.22 228,854 No 4 M Direct
Common Stock Disposition 2012-09-25 122,550 $34.22 106,304 No 4 S Direct
Common Stock Acquisiton 2012-09-25 425 $34.22 106,729 No 4 M Direct
Common Stock Disposition 2012-09-25 425 $34.22 106,304 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2012-09-25 3,691 $0.00 3,691 $27.86
Common Stock Stock Options (Right to Buy) Disposition 2012-09-25 11,071 $0.00 11,071 $27.86
Common Stock Stock Options (Right to Buy) Disposition 2012-09-25 35,000 $0.00 35,000 $27.86
Common Stock Stock Options (Right to Buy) Disposition 2012-09-25 94,697 $0.00 94,697 $26.07
Common Stock Stock Options (Right to Buy) Disposition 2012-09-25 122,550 $0.00 122,550 $19.05
Common Stock Stock Options (Right to Buy) Disposition 2012-09-25 425 $0.00 425 $22.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-03-17 2014-03-16 No 4 M Direct
0 2007-07-01 2014-03-16 No 4 M Direct
0 2007-07-01 2013-03-19 No 4 M Direct
0 2018-02-25 No 4 M Direct
40,849 2019-02-22 No 4 M Direct
192,874 2020-02-21 No 4 M Direct
Footnotes
  1. Includes dividend reinvestment shares acquired on May 15, 2012 and August 15, 2012.
  2. These options were granted on February 26, 2008 and vested in four equal installments on February 26th of 2009, 2010, 2011 and 2012. These options become exercisable only if, after they are vested, the price of Marsh & McLennan Companies common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days.
  3. These options were granted on February 23, 2009 and vest in four equal annual installments beginning on the first anniversary of the grant date. The first three installments vested and became exercisable on February 23, 2010, February 23, 2011 and February 23, 2012. The remaining installment vests on February 23, 2013.
  4. These options were granted on February 22, 2010 and vest in four equal annual installments beginning on the first anniversary of the grant date. The first two installments vested and became exercisable on February 22, 2011 and February 22, 2012. The second two installments vest on February 22, 2013 and February 22, 2014.