Filing Details
- Accession Number:
- 0001127602-12-027210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-27 16:13:42
- Reporting Period:
- 2012-09-26
- Filing Date:
- 2012-09-27
- Accepted Time:
- 2012-09-27 16:13:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822662 | Fidelity Southern Corp | LION | State Commercial Banks (6022) | 581416811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443080 | H Stephen Brolly | 3490 Piedmont Road Suite 1550 Atlanta GA 30305 | Chief Financial Officer | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Acquisiton | 2012-09-26 | 5,000 | $4.60 | 24,148 | No | 4 | M | Direct | |
| Fidelity Southern Corporation - Common Stock | Disposition | 2012-09-26 | 5,000 | $9.63 | 19,148 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-26 | 5,000 | $0.00 | 5,000 | $4.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-07-22 | 2013-07-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | 15,707 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | $6.15 | 2013-01-19 | 2017-01-19 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-19 | 25,000 | 25,000 | Direct |
Footnotes
- Exercisable: 1/3 on 7/22/09; 1/3 on 7/22/10; 1/3 on 7/22/11
- Exercisable: 1/3 on 1/19/13; 1/3 on 1/19/14; 13 on 1/19/15
Billionaire Hedge Funds
