Filing Details
- Accession Number:
- 0001181431-12-052169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-27 13:30:13
- Reporting Period:
- 2012-09-25
- Filing Date:
- 2012-09-27
- Accepted Time:
- 2012-09-27 13:30:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6845 | Apogee Enterprises Inc. | APOG | Glass Products, Made Of Purchased Glass (3231) | 410919654 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233873 | S James Porter | 4400 West 78Th Street Suite 520 Minneapolis MN 55435 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-07-12 | 175 | $0.00 | 106,117 | No | 4 | G | Direct | |
Common Stock | Disposition | 2012-07-16 | 100 | $0.00 | 106,017 | No | 4 | G | Direct | |
Common Stock | Disposition | 2012-07-16 | 100 | $0.00 | 105,917 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2012-09-25 | 4,500 | $9.15 | 110,417 | Yes | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-09-25 | 6,600 | $11.86 | 117,017 | Yes | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-25 | 5,996 | $19.92 | 111,021 | Yes | 4 | F | Direct | |
Common Stock | Disposition | 2012-09-25 | 6,600 | $20.28 | 104,421 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
Yes | 4 | M | Direct | |
Yes | 4 | M | Direct | |
Yes | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Option to Exercise | Disposition | 2012-09-25 | 4,500 | $0.00 | 4,500 | $9.15 |
Common Stock | Employee Option to Exercise | Disposition | 2012-09-25 | 6,600 | $0.00 | 6,600 | $11.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-04-10 | Yes | 4 | M | Direct | |
0 | 2014-04-14 | Yes | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,528 | Indirect | 401(k) Plan |
Common Stock | 200 | Indirect | By Daughter |
Common Stock | 150 | Indirect | By Son |
Footnotes
- Includes shares acquired under the ESPP as of 6/30/12 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
- Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 6/30/12 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.
- The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $20.25 to $20.321. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- Currently 100% exercisable.