Filing Details
- Accession Number:
- 0001127602-12-027131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-27 10:47:56
- Reporting Period:
- 2012-09-25
- Filing Date:
- 2012-09-27
- Accepted Time:
- 2012-09-27 10:47:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1471676 | W. Deborah Meyer | 100 Bloomfield Hills Pkwy Ste 300 Bloomfield Hills MI 48304 | Svp & Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-25 | 37,500 | $12.27 | 139,918 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-25 | 21,375 | $11.45 | 161,293 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-25 | 58,875 | $16.70 | 102,418 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-25 | 37,500 | $0.00 | 37,500 | $12.27 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-25 | 21,375 | $0.00 | 21,375 | $11.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,500 | 2011-09-09 | 2019-09-09 | No | 4 | M | Direct |
| 21,375 | 2012-02-11 | 2020-02-11 | No | 4 | M | Direct |
Footnotes
- The price is the average of the whole sale. The individual numbers are: 5000 at 16.76; 10,000 at 16.75; 5000 at 16.90; 5000 at 16.86; 5000 at 16.85; 3000 at 16.83; 5875 at 16.80; 5000 at 16.70; 5000 at 16.65; and 10,000 at 16.30.
- These options vest 50% on 9/9/2011 and 25% on both 9/9/2012 and 9/9/2013.
- These options vest 50% on 02/11/2012, and 25% on both 02/11/2013 and 02/11/2014.
Billionaire Hedge Funds
