Filing Details
- Accession Number:
- 0001078271-12-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-26 19:03:25
- Reporting Period:
- 2012-09-19
- Filing Date:
- 2012-09-26
- Accepted Time:
- 2012-09-26 18:03:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1078271 | Extreme Networks Inc | EXTR | Computer Communications Equipment (3576) | 770430270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326789 | T James Judson | 3585 Monroe Street Santa Clara CA 95051 | Interim Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-19 | 10,000 | $3.17 | 60,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-19 | 10,000 | $3.62 | 50,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-19 | 10,000 | $3.17 | 60,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-19 | 10,000 | $3.61 | 50,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-19 | 50,000 | $3.17 | 100,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-25 | 10,000 | $3.17 | 110,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-25 | 10,000 | $3.50 | 100,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-09-19 | 10,000 | $3.61 | 10,000 | $3.17 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-09-19 | 10,000 | $3.62 | 10,000 | $3.17 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-09-19 | 50,000 | $3.62 | 50,000 | $3.17 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-09-25 | 10,000 | $3.50 | 10,000 | $3.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 90,000 | 2011-09-14 | 2018-05-02 | No | 4 | M | Direct |
| 80,000 | 2011-09-14 | 2018-05-02 | No | 4 | M | Direct |
| 30,000 | 2011-09-14 | 2018-05-02 | No | 4 | M | Direct |
| 20,000 | 2011-09-14 | 2018-05-02 | No | 4 | M | Direct |
Footnotes
- 1/2 vest 6 months from date of hire; 1/2 vest one year from hire date. Second half vesting is contingent upon converting to the permanent CFO.
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