Filing Details

Accession Number:
0001127602-12-027037
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-09-26 16:06:39
Reporting Period:
2012-08-10
Filing Date:
2012-09-26
Accepted Time:
2012-09-26 16:06:39
Original Submission Date:
2012-08-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464423 Pennymac Mortgage Investment Trust PMT Real Estate Investment Trusts (6798) 270186273
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486334 L Gregory Hendry C/O Pennymac Mortgage Investment Trust
6101 Condor Drive
Moorpark CA 93021
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Disposition 2012-08-10 140 $22.13 5,737 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This amended Form 4 is being filed to appropriately reflect Mr. Hendry's holdings and information, as well as the transaction referenced in the original Form 4 filed on August 6, 2012. Due to an administrative error, 137 common shares of beneficial interest were initially withheld in order to pay the estimated tax withholding obligation that resulted from the vesting of 360 restricted share units on August 4, 2012. After discovery of the error, on August 10, 2012, 140 common shares of beneficial interest were sold in order to pay such estimated tax withholding obligation.
  2. The reported amount consists of 4,610 restricted share units and 1,127 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. A total of 360 restricted share units vested on August 4, 2012 and were settled in common shares of beneficial interest, of which 140 were sold as described in the preceding footnote and 220 are included in the reported amount.