Filing Details
- Accession Number:
- 0001209191-12-046670
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-25 17:26:30
- Reporting Period:
- 2012-09-21
- Filing Date:
- 2012-09-25
- Accepted Time:
- 2012-09-25 17:26:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542616 | B. John Tumelty | 5540 Pioneer Creek Drive Maple Plain MN 55359 | Managing Dir.-Proto Labs, Ltd. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-21 | 20,601 | $1.79 | 20,601 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2012-09-21 | 20,601 | $33.61 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-24 | 5,398 | $1.79 | 5,398 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2012-09-24 | 5,398 | $33.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-25 | 9,001 | $1.79 | 9,001 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2012-09-25 | 9,001 | $33.52 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Disposition | 2012-09-21 | 20,601 | $0.00 | 20,601 | $1.79 |
| Common Stock | Warrant (right to buy) | Disposition | 2012-09-24 | 5,398 | $0.00 | 5,398 | $1.79 |
| Common Stock | Warrant (right to buy) | Disposition | 2012-09-25 | 9,001 | $0.00 | 9,001 | $1.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,399 | 2016-07-04 | No | 4 | X | Direct | |
| 9,001 | 2016-07-04 | No | 4 | X | Direct | |
| 0 | 2016-07-04 | No | 4 | X | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2012.
- Reflects the weighted average price of 20,601 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on September 21, 2012 with sale prices ranging from $33.50 to $33.85 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2012. The transactions reported on this Form 4 conclude the transactions contemplated by the Rule 10b5-1 trading plan.
- Reflects the weighted average price of 9,001 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on September 25, 2012 with sale prices ranging from $33.50 to $33.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
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