Filing Details
- Accession Number:
- 0001209191-12-046649
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-25 17:58:06
- Reporting Period:
- 2012-09-24
- Filing Date:
- 2012-09-25
- Accepted Time:
- 2012-09-25 16:58:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1430592 | Financial Engines Inc. | FNGN | Investment Advice (6282) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486875 | M. Lawrence Raffone | 1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089 | Evp, Sales & Client Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-24 | 12,000 | $7.50 | 126,321 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-24 | 12,000 | $24.00 | 114,321 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-24 | 12,000 | $0.00 | 12,000 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 112,667 | 2016-09-19 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2012.
- The option award is fully vested.
Billionaire Hedge Funds
