Filing Details
- Accession Number:
- 0000350852-12-000090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-25 11:36:59
- Reporting Period:
- 2012-09-24
- Filing Date:
- 2012-09-25
- Accepted Time:
- 2012-09-25 11:36:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350852 | Community Trust Bancorp Inc | CTBI | State Commercial Banks (6022) | 610979818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194488 | W Richard Newsom | Po Box 2947 Pikeville KY 41502-2947 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-24 | 4,007 | $32.44 | 11,122 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-24 | 4,007 | $36.52 | 7,115 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | Disposition | 2012-09-24 | 1,002 | $32.44 | 1,002 | $32.44 |
| Common Stock | Option | Disposition | 2012-09-24 | 1,002 | $32.44 | 1,002 | $32.44 |
| Common Stock | Option | Disposition | 2012-09-24 | 1,002 | $32.44 | 1,002 | $32.44 |
| Common Stock | Option | Disposition | 2012-09-24 | 1,002 | $32.44 | 1,002 | $32.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-01-27 | 2016-01-27 | No | 4 | M | Direct |
| 0 | 2008-01-27 | 2016-01-27 | No | 4 | M | Direct |
| 0 | 2009-01-27 | 2016-01-27 | No | 4 | M | Direct |
| 0 | 2010-01-27 | 2016-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,518 | Indirect | By ESOP |
| Common Stock | 10,724 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | $38.95 | 2008-01-23 | 2017-01-23 | 1,123 | 1,123 | Direct |
| Common Stock | Option | $38.95 | 2009-01-23 | 2017-01-23 | 1,123 | 2,247 | Direct |
| Common Stock | Option | $38.95 | 2010-01-23 | 2017-01-23 | 1,123 | 3,370 | Direct |
| Common Stock | Option | $38.95 | 2011-01-23 | 2017-01-23 | 1,123 | 4,493 | Direct |
| Common Stock | Option | $28.32 | 2013-01-29 | 2018-01-29 | 3,750 | 8,243 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-23 | 1,123 | 1,123 | Direct |
| 2017-01-23 | 1,123 | 2,247 | Direct |
| 2017-01-23 | 1,123 | 3,370 | Direct |
| 2017-01-23 | 1,123 | 4,493 | Direct |
| 2018-01-29 | 3,750 | 8,243 | Direct |
Footnotes
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
- Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).
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