Filing Details
- Accession Number:
- 0001225208-12-020096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-24 17:34:11
- Reporting Period:
- 2012-09-20
- Filing Date:
- 2012-09-24
- Accepted Time:
- 2012-09-24 16:34:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1223949 | G Michael Spinozzi | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | President-Sally Beauty Supply | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-20 | 72,195 | $5.24 | 131,525 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-20 | 3,545 | $2.00 | 135,070 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-20 | 75,740 | $27.00 | 59,330 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-21 | 41,161 | $5.24 | 100,491 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-21 | 41,161 | $27.01 | 59,330 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-24 | 27,250 | $7.42 | 86,580 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-24 | 2,894 | $5.24 | 89,474 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-24 | 30,144 | $27.00 | 59,330 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-20 | 3,545 | $2.00 | 3,545 | $2.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-20 | 72,195 | $5.24 | 72,195 | $5.24 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-21 | 41,161 | $5.24 | 41,161 | $5.24 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-24 | 27,250 | $7.42 | 27,250 | $7.42 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-24 | 2,894 | $5.24 | 2,894 | $5.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-05-29 | No | 4 | M | Direct | |
| 82,805 | 2018-10-22 | No | 4 | M | Direct | |
| 41,644 | 2018-10-22 | No | 4 | M | Direct | |
| 137,750 | 2019-10-21 | No | 4 | M | Direct | |
| 38,750 | 2018-10-22 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 6, 2012.
- Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.04. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.02. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.03. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- This option is currently exercisable in full.
- The options vest in four equal annual installments beginning on October 22, 2009.
- The options vest annually in four equal installments beginning on October 20, 2010.
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