Filing Details
- Accession Number:
- 0001181431-12-051879
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-24 16:31:26
- Reporting Period:
- 2012-09-21
- Filing Date:
- 2012-09-24
- Accepted Time:
- 2012-09-24 16:31:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235611 | J Michael Tokich | 5960 Heisley Road Mentor OH 44060 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Acquisiton | 2012-09-21 | 9,000 | $22.58 | 32,320 | No | 4 | M | Direct | |
Common Shares, No Par Value | Disposition | 2012-09-21 | 9,000 | $36.00 | 23,320 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2012-09-21 | 9,000 | $0.00 | 9,000 | $22.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,100 | 2013-05-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, No Par Value | 2,550 | Indirect | See Footnote Below. |
Footnotes
- These open market sales of a total of 9,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 6, 2012.
- 15,200 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 4,500 on May 20, 2014, 3,700 on June 1, 2015 and 7,000 on May 31, 2016.
- Represents 2,600.466 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 2,550 Common share equivalents as of September 21, 2012.
- These options became exercisable as follows: 3,275 on April 23, 2004, 3,275 on April 23, 2005 and 2,450 on April 23, 2006.