Filing Details

Accession Number:
0001101215-12-000209
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-24 17:02:53
Reporting Period:
2012-09-21
Filing Date:
2012-09-24
Accepted Time:
2012-09-24 16:02:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1101215 Alliance Data Systems Corp ADS Services-Business Services, Nec (7389) 311429215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1158369 H Roger Ballou 7500 Dallas Parkway, Suite 700
Plano TX 75024
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-21 6,208 $24.03 15,671 No 4 M Direct
Common Stock Disposition 2012-09-21 1,060 $143.65 14,611 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Grant (Right to Buy) Disposition 2012-09-21 6,208 $0.00 6,208 $24.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,783 2013-06-23 No 4 M Direct
Footnotes
  1. The total amount of securities beneficially owned includes: (a) 5,934 unrestricted shares; (b) 1,876 unvested restricted stock units granted 7/1/08; (c) 2,145 unvested restricted stock units granted 7/1/09; (d) 1,367 unvested restricted stock units granted 6/30/10; (e) 1,915 unvested restricted stock units granted 6/30/11; and (f) 1,374 unvested restricted stock units granted 6/29/12.
  2. This is an employee stock option grant that is fully vested.
  3. The total number of derivative securities beneficially owned includes: (a) an option for 3,724 shares granted 7/1/04, which is fully vested; (b) an option for 3,547 shares granted 6/10/05, which is fully vested; and (c) an option for 2,512 shares granted 6/12/06, which is fully vested.