Filing Details
- Accession Number:
- 0001101215-12-000209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-24 17:02:53
- Reporting Period:
- 2012-09-21
- Filing Date:
- 2012-09-24
- Accepted Time:
- 2012-09-24 16:02:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1101215 | Alliance Data Systems Corp | ADS | Services-Business Services, Nec (7389) | 311429215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1158369 | H Roger Ballou | 7500 Dallas Parkway, Suite 700 Plano TX 75024 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-21 | 6,208 | $24.03 | 15,671 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-21 | 1,060 | $143.65 | 14,611 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option Grant (Right to Buy) | Disposition | 2012-09-21 | 6,208 | $0.00 | 6,208 | $24.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,783 | 2013-06-23 | No | 4 | M | Direct |
Footnotes
- The total amount of securities beneficially owned includes: (a) 5,934 unrestricted shares; (b) 1,876 unvested restricted stock units granted 7/1/08; (c) 2,145 unvested restricted stock units granted 7/1/09; (d) 1,367 unvested restricted stock units granted 6/30/10; (e) 1,915 unvested restricted stock units granted 6/30/11; and (f) 1,374 unvested restricted stock units granted 6/29/12.
- This is an employee stock option grant that is fully vested.
- The total number of derivative securities beneficially owned includes: (a) an option for 3,724 shares granted 7/1/04, which is fully vested; (b) an option for 3,547 shares granted 6/10/05, which is fully vested; and (c) an option for 2,512 shares granted 6/12/06, which is fully vested.