Filing Details
- Accession Number:
- 0000927089-12-000270
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-24 09:39:19
- Reporting Period:
- 2012-09-20
- Filing Date:
- 2012-09-24
- Accepted Time:
- 2012-09-24 09:39:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094810 | Mutualfirst Financial Inc | MFSF | State Commercial Banks (6022) | 371392810 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247017 | J Charles Viater | 121 S Church St Mishawaka IN 46544 | Senior Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-09-20 | 10,000 | $11.50 | 80,937 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,870 | Indirect | By 401(k) |
Common Stock | 23,908 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $6.93 | 2021-12-21 | 20,000 | 20,000 | Direct | |
Common Stock | Stock Option | $7.05 | 2026-12-21 | 40,000 | 40,000 | Direct | |
Common Stock | Stock Option | $9.85 | 2015-09-30 | 85,470 | 85,470 | Direct | |
Common Stock | Stock Options | $8.22 | 2012-11-19 | 59,570 | 59,570 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-12-21 | 20,000 | 20,000 | Direct |
2026-12-21 | 40,000 | 40,000 | Direct |
2015-09-30 | 85,470 | 85,470 | Direct |
2012-11-19 | 59,570 | 59,570 | Direct |
Footnotes
- Reflects additional shares in the 401(k) Plan acquired through dividend reinvestment.
- These stock options were awarded under the Issuer's 2008 Stock Option and Incentive Plan. One-half of the options became exercisable on 12/21/2011. The remaining stock options vest and become exercisable on 12/21/2012.
- These stock options were awarded under the Issuer's 2000 Stock Option and Incentive Plan. One-half of the options became exercisable on 12/21/2011. The remaining stock options vest and become exercisable on 12/21/2012.
- These stock options were immediately exercisable when received on 7/18/2008 for options to purchase shares of MFB Corp. common stock under the Agreement and Plan of Merger between the Issuer and MFB Corp.