Filing Details
- Accession Number:
- 0001209191-12-046423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-21 17:34:17
- Reporting Period:
- 2012-09-19
- Filing Date:
- 2012-09-21
- Accepted Time:
- 2012-09-21 17:34:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1310114 | Servicesource International Inc. | SREV | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1516358 | A Natalie Mccullough | C/O Servicesource International, Inc. 634 2Nd Street San Francisco CA 94107 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-19 | 3,333 | $4.26 | 53,333 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-19 | 5,645 | $4.60 | 58,978 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-19 | 8,978 | $10.00 | 50,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-20 | 11,022 | $4.60 | 61,022 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-20 | 11,022 | $10.00 | 50,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-19 | 3,333 | $0.00 | 3,333 | $4.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-19 | 5,645 | $0.00 | 5,645 | $4.60 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-20 | 11,022 | $0.00 | 11,022 | $4.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,667 | 2014-06-01 | No | 4 | M | Direct | |
| 94,355 | 2019-11-04 | No | 4 | M | Direct | |
| 83,333 | 2019-11-04 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2011.
- Twenty-five percent of the shares subject to the option vested on November 1, 2009 and 2.083% of the shares vest monthly thereafter.
- Twenty-five percent of the shares subject to the option vested on November 4, 2010 and one forty-eighth of the shares vest monthly thereafter.
Billionaire Hedge Funds
