Home > Insider Trading > Filing (0001179110-12-014373)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1235468	Liquidity Services Inc	LQDT	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1352659	M James Rallo	C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036	Cfo, Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-09-19	7,002	$7.48	7,602	No	4	M	Direct
Common Stock	Acquisiton	2012-09-19	1,541	$15.47	9,143	No	4	M	Direct
Common Stock	Disposition	2012-09-19	8,543	$54.80	600	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Disposition	2012-09-19	7,002	$7.48	41,236	$7.48
Common Stock	Employee Stock Option	Disposition	2012-09-19	1,541	$15.47	14,383	$15.47

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
34,234		2018-10-01	No	4	M	Direct
12,842		2020-10-01	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Grant	$15.47	2020-10-01	12,514	12,514	Direct
Common Stock	Employee Stock Grant	$15.47	2020-10-01	7,801	7,801	Direct
Common Stock	Employee Stock Option	$31.11	2021-10-01	7,446	7,446	Direct
Common Stock	Employee Stock Option	$31.11	2021-10-01	12,358	12,358	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-10-01	12,514	12,514	Direct
2020-10-01	7,801	7,801	Direct
2021-10-01	7,446	7,446	Direct
2021-10-01	12,358	12,358	Direct

Footnotes

Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
These shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant will vest on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant will vest on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.