Filing Details
- Accession Number:
- 0001127602-12-026824
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-21 15:49:42
- Reporting Period:
- 2012-09-20
- Filing Date:
- 2012-09-21
- Accepted Time:
- 2012-09-21 15:49:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1010262 | E Gregory Johnson | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 | Acquisiton | 2012-09-20 | 50,000 | $34.03 | 656,812 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 | Disposition | 2012-09-20 | 50,000 | $125.00 | 606,812 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 | Stock Option (Right to Buy) | Disposition | 2012-09-20 | 50,000 | $0.00 | 50,000 | $34.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,197 | 2003-09-30 | 2012-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.10 | 20,104 | Indirect | As A Trustee For Minor Child |
| Common Stock, Par Value $.10 | 1,515 | Indirect | By 401(k) |
| Common Stock, Par Value $.10 | 895,000 | Indirect | By Limited Partnership |
| Common Stock, Par Value $.10 | 5,085 | Indirect | By Spouse |
| Common Stock, Par Value $.10 | 2,700 | Indirect | By Trust |
Footnotes
- Reflects adjustments in connection with the special cash dividend paid by Franklin Resources, Inc. on December 30, 2011
- Of the amount of securities beneficially owned, 60,339 shares represented unvested awards of restricted stock.
- The price reported in Column 4 is a weighted price. These shares were sold in multiple transaction at prices ranging form $124.83 to $125.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 13, 2012.
- Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
- Business trust for the benefit of Reporting Person and Reporting Person's children.
- Not applicable.
Billionaire Hedge Funds
