Filing Details
- Accession Number:
- 0001127602-12-026815
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-21 15:00:40
- Reporting Period:
- 2012-09-20
- Filing Date:
- 2012-09-21
- Accepted Time:
- 2012-09-21 14:00:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1458195 | John Michael Schweninger | 100 Bloomfield Hills Parkway Suite 300 Bloomfield Hills MI 48304 | Vp & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-19 | 10,902 | $16.43 | 10,902 | No | 5 | G | Indirect | via Kristen Schweninger (spouse) Trust |
Common Stock | Disposition | 2012-09-19 | 10,902 | $16.43 | 67,286 | No | 5 | G | Direct | |
Common Stock | Disposition | 2012-09-20 | 10,000 | $16.45 | 902 | No | 4 | S | Indirect | via Kristen Schweninger (spouse) Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | via Kristen Schweninger (spouse) Trust |
No | 5 | G | Direct | |
No | 4 | S | Indirect | via Kristen Schweninger (spouse) Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Units | 867 | Indirect | By 401(k) Plan |
Footnotes
- Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The fund consist of cash and Common Stock in amounts that vary from time to time. From 1/31/2012 to 8/31/2012, the reporting person had a required withdrawal of .220 units due to the plan not meeting certain non-discrimination requirements and made contributions totalling 196.839 units. The reporting person's units represents 1,853.364 shares of PulteGroup, Inc. Common Stock held in the Fund as of 8/31/2012.