Filing Details
- Accession Number:
- 0001396677-12-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-21 12:10:04
- Reporting Period:
- 2012-09-19
- Filing Date:
- 2012-09-21
- Accepted Time:
- 2012-09-21 12:10:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050007 | Nutraceutical International Corp | NUTR | Medicinal Chemicals & Botanical Products (2833) | 870515089 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1327141 | B Christopher Neuberger | Nutraceutical International Corporation 1400 Kearns Boulevard 2Nd Floor Park City UT 84060 | Vp, Marketing & Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-30 | 650 | $0.00 | 6,020 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2012-09-19 | 405 | $12.32 | 6,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-19 | 405 | $15.96 | 6,020 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-20 | 4,595 | $12.32 | 10,615 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-20 | 5,000 | $14.22 | 15,615 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-20 | 9,595 | $15.84 | 6,020 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-19 | 405 | $0.00 | 405 | $12.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-20 | 4,595 | $0.00 | 4,595 | $12.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-20 | 5,000 | $0.00 | 5,000 | $14.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,595 | 2013-12-17 | No | 4 | M | Direct | |
| 0 | 2013-12-17 | No | 4 | M | Direct | |
| 15,000 | 2005-09-30 | 2015-09-30 | No | 4 | M | Direct |
Footnotes
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $15.95 to $16.10. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is 15.8217 to $15.87. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vested in six equal installments every six months beginning on June 17, 2004.
Billionaire Hedge Funds
