Filing Details
- Accession Number:
- 0001225208-12-020036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-21 11:51:25
- Reporting Period:
- 2012-09-20
- Filing Date:
- 2012-09-21
- Accepted Time:
- 2012-09-21 11:51:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1500293 | V. Bhavesh Patel | Stationsplein 45 3013 Ak P7 | Svp O & P - Americas | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2012-09-20 | 58,532 | $13.11 | 157,842 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2012-09-20 | 58,532 | $51.59 | 99,310 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2012-09-20 | 58,532 | $0.00 | 58,532 | $13.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
117,064 | 2020-04-30 | No | 4 | M | Direct |
Footnotes
- Includes 99,310 restricted stock units granted pursuant to the LyondellBasell Industries 2010 Long-Term Incentive Plan that vest on the 5th anniversary of the date of grant of April 30, 2010.
- The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2012.
- This transaction was executed in multiple trades at prices ranging from $50.62 to $52.105. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vests in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant of April 30, 2010.