Filing Details
- Accession Number:
- 0001225208-12-020033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-21 11:26:12
- Reporting Period:
- 2012-09-20
- Filing Date:
- 2012-09-21
- Accepted Time:
- 2012-09-21 11:26:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1016245 | J Stanley Bradshaw | 12300 Olive Boulevard St. Louis MO 63141 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-20 | 1,289 | $7.95 | 190,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-09-20 | 1,000 | $7.98 | 191,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-09-20 | 21 | $7.92 | 191,021 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 758 | Indirect | By Stock Award II |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $11.25 | 2009-04-16 | 2018-04-16 | 30,000 | 30,000 | Direct |
| Common Stock | Stock Option (right to buy) | $7.70 | 2008-11-03 | 2018-11-03 | 4,000 | 4,000 | Direct |
| Common Stock | Stock Option (right to buy) | $9.46 | 2007-12-19 | 2012-12-19 | 2,900 | 2,900 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-04-16 | 30,000 | 30,000 | Direct |
| 2018-11-03 | 4,000 | 4,000 | Direct |
| 2012-12-19 | 2,900 | 2,900 | Direct |
Footnotes
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on October 26, 2012.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on April 16, 2009.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
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