Filing Details
- Accession Number:
- 0001181431-12-051659
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-20 20:06:36
- Reporting Period:
- 2012-09-14
- Filing Date:
- 2012-09-20
- Accepted Time:
- 2012-09-20 20:06:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418862 | Kior Inc | KIOR | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545802 | Roger W. Lyle | 13001 Bay Park Road Pasadena TX 77057 | Svp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-09-14 | 25,000 | $0.00 | 28,229 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-09-18 | 6,893 | $8.37 | 21,236 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | Disposition | 2012-09-14 | 25,000 | $0.00 | 25,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
- The sales reported in this Form 4 were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards.
- The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $7.93 to $8.60, inclusive.
- These restricted stock units were acquired September 14, 2011 as part of a total award of 125,000 restricted stock units, as reported on the reporting person's Form 3 filed on March 30, 2012. One fifth of such restricted stock units vested on September 14, 2012, and the remainder will vest in equal annual installments on September 14 of each of 2013, 2014, 2015 and 2016.