Filing Details
- Accession Number:
- 0000897101-12-001579
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-20 17:56:14
- Reporting Period:
- 2012-09-19
- Filing Date:
- 2012-09-20
- Accepted Time:
- 2012-09-20 17:56:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
40704 | General Mills Inc | GIS | Grain Mill Products (2040) | 410274440 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1362587 | R Ian Friendly | Number One General Mills Boulevard Minneapolis MN 55426 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-19 | 32,000 | $21.93 | 324,249 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-19 | 32,000 | $39.99 | 292,249 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-19 | 15,000 | $23.06 | 307,249 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-19 | 15,000 | $39.99 | 292,249 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-19 | 15,000 | $23.06 | 307,249 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-19 | 10,876 | $39.99 | 296,373 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-09-19 | 32,000 | $0.00 | 32,000 | $21.93 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-09-19 | 15,000 | $0.00 | 15,000 | $23.06 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-09-19 | 15,000 | $0.00 | 15,000 | $23.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-12-16 | 2013-01-16 | No | 4 | M | Direct |
15,000 | 2007-12-15 | 2014-01-15 | No | 4 | M | Direct |
0 | 2007-12-15 | 2014-01-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 752 | Indirect | by Child #1 |
Common Stock | 752 | Indirect | by Child #2 |
Common Stock | 752 | Indirect | by Child #3 |
Common Stock | 13,295 | Indirect | by Trust |
Common Stock | 8,288 | Indirect | by Trust 2 |
Common Stock | 7,950 | Indirect | by Trust 3 |
Footnotes
- Shares were sold pursuant to a 10b5-1 trading plan dated April 4, 2012.
- Shares held in irrevocable trust for the benefit of reporting person's child(ren).
- Held in Trust by the Trustee of the General Mills Savings Plan.
- Held in Trust for which the reporting person's spouse is a trustee and the reporting person's spouse and children are beneficiaries.
- Grantor Retained Annuity Trust for which reporting person serves as trustee and exercises investment and voting control.