Filing Details
- Accession Number:
- 0001181431-12-051578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-20 16:06:38
- Reporting Period:
- 2012-09-19
- Filing Date:
- 2012-09-20
- Accepted Time:
- 2012-09-20 16:06:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032793 | Iii B Mortimer Fuller | 66 Field Point Road Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Disposition | 2012-09-19 | 233,996 | $61.84 | 16,853 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, $.01 Par Value | 5,996 | Indirect | By wife |
Class B Common Stock, $.01 Par Value | 1,124,863 | Direct | |
Class B Common Stock $.01 Par Value | 5,748 | Indirect | By wife |
Class B Common Stock, $.01 Par Value | 98,675 | Indirect | By Grantor Retained Annuity Trust |
Footnotes
- Price is net of the underwriting discount pursuant to the registered underwritten public offering of Class A Common Stock, par value $0.01 per share, of Genesee & Wyoming Inc. pursuant to which Mr. Fuller sold an aggregate of 233,996 shares of Class A Common Stock as a selling shareholder.
- These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
- This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
- These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee.