Filing Details
- Accession Number:
- 0000014693-12-000141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-20 16:30:58
- Reporting Period:
- 2012-09-18
- Filing Date:
- 2012-09-20
- Accepted Time:
- 2012-09-20 15:30:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1274252 | Lordi Joan Amble | 850 Dixie Hwy Louisville KY 40210 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2012-09-18 | 100 | $61.92 | 1,600 | No | 4 | P | Direct | |
Class A Common | Acquisiton | 2012-09-19 | 1,400 | $62.53 | 3,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common | Deferred Stock Units | $0.00 | 2,077 | 2,077 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,077 | 2,077 | Direct |
Footnotes
- On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3 for 2, resulting in the reporting person's acquisition of 500 additional Class A shares.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $62.40 to $62.61, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
- Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
- Includes 692.23 additional DSUs issued in the August 2012 stock split.