Filing Details

Accession Number:
0000014693-12-000141
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-20 16:30:58
Reporting Period:
2012-09-18
Filing Date:
2012-09-20
Accepted Time:
2012-09-20 15:30:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1274252 Lordi Joan Amble 850 Dixie Hwy
Louisville KY 40210
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2012-09-18 100 $61.92 1,600 No 4 P Direct
Class A Common Acquisiton 2012-09-19 1,400 $62.53 3,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Deferred Stock Units $0.00 2,077 2,077 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,077 2,077 Direct
Footnotes
  1. On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3 for 2, resulting in the reporting person's acquisition of 500 additional Class A shares.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $62.40 to $62.61, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
  4. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
  5. Includes 692.23 additional DSUs issued in the August 2012 stock split.