Filing Details

Accession Number:
0001228051-12-000027
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-20 10:57:41
Reporting Period:
2012-09-18
Filing Date:
2012-09-20
Accepted Time:
2012-09-20 10:57:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790202 First Opportunity Fund Inc FOFI (0) 133341573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228051 C Nicholas Adams 280 Congress Street
Boston MA 02210
Officer Of Investment Adviser No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-18 2,300 $7.41 630,424 No 4 P Direct
Common Stock Acquisiton 2012-09-18 1,663 $7.42 632,087 No 4 P Direct
Common Stock Acquisiton 2012-09-18 1,500 $7.43 633,587 No 4 P Direct
Common Stock Acquisiton 2012-09-18 1,700 $7.45 635,287 No 4 P Direct
Common Stock Acquisiton 2012-09-18 1,019 $7.46 636,306 No 4 P Direct
Common Stock Acquisiton 2012-09-18 4,625 $7.47 640,931 No 4 P Direct
Common Stock Acquisiton 2012-09-18 500 $7.48 641,431 No 4 P Direct
Common Stock Acquisiton 2012-09-18 900 $7.49 642,331 No 4 P Direct
Common Stock Acquisiton 2012-09-18 2,390 $7.50 644,721 No 4 P Direct
Common Stock Acquisiton 2012-09-18 900 $7.51 645,621 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct