Filing Details
- Accession Number:
- 0001250853-12-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-19 21:23:25
- Reporting Period:
- 2012-09-17
- Filing Date:
- 2012-09-19
- Accepted Time:
- 2012-09-19 21:23:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 740664 | R F Industries Ltd | RFIL | Electronic Connectors (3678) | 880168936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388927 | James Doss | 7610 Miramar Road, Building 6000 San Diego CA 92126 | President, Cfo And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-17 | 600 | $2.03 | 600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-17 | 600 | $4.40 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-19 | 30 | $2.03 | 30 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-19 | 30 | $4.35 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-19 | 500 | $2.03 | 500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-19 | 500 | $4.34 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-19 | 1,536 | $2.03 | 1,536 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-19 | 1,536 | $4.33 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2012-09-17 | 600 | $0.00 | 600 | $2.03 |
| Common Stock | Stock Option | Disposition | 2012-09-19 | 30 | $0.00 | 30 | $2.03 |
| Common Stock | Stock Option | Disposition | 2012-09-19 | 500 | $0.00 | 500 | $2.03 |
| Common Stock | Stock Option | Disposition | 2012-09-19 | 1,536 | $0.00 | 1,536 | $2.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,400 | 2014-10-31 | No | 4 | M | Direct | |
| 3,370 | 2014-10-31 | No | 4 | M | Direct | |
| 2,870 | 2014-10-31 | No | 4 | M | Direct | |
| 1,334 | 2014-10-31 | No | 4 | M | Direct |
Footnotes
- The stock option, representing the right to purchase up to a total of 4,000 shares of Issuer common stock, vested as to 1,333 shares on October 31, 2010 and 2011, respectively, and the stock option is to vest as to the last installment of 1,334 shares on October 31, 2012, provided the Reporting Person remains in the continuous employ of the Issuer on such vesting date.
Billionaire Hedge Funds
