Filing Details
- Accession Number:
- 0001144204-12-052131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-19 21:40:15
- Reporting Period:
- 2012-09-17
- Filing Date:
- 2012-09-19
- Accepted Time:
- 2012-09-19 20:40:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1506744 | Rlj Acquisition Inc. | RLJA | Blank Checks (6770) | 273970903 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188283 | L Robert Johnson | 3 Bethesda Metro Center Suite 1000 Bethesda MD 20814 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share. | Acquisiton | 2012-09-17 | 201,000 | $9.95 | 4,281,750 | No | 4 | P | Indirect | By RLJ SPAC Acquisition, LLC |
Common Stock, Par Value $0.001 Per Share. | Acquisiton | 2012-09-19 | 201,000 | $9.95 | 4,482,750 | No | 4 | P | Indirect | By RLJ SPAC Acquisition, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By RLJ SPAC Acquisition, LLC |
No | 4 | P | Indirect | By RLJ SPAC Acquisition, LLC |
Footnotes
- A portion of the shares in an amount equal to 2.5% of the Issuer's issued and outstanding shares immediately after the date of its initial public offering are subject to forfeiture in the event the last sales price of the Issuer's stock does not equal or exceed $12.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for at least one period of 20 trading days within any 30-trading day period within 12 months following the closing of the Issuer's initial business combination.
- An additional portion of the shares in an amount equal to 2.5% of the Issuer's issued and outstanding shares immediately after the date of its initial public offering are subject to forfeiture in the event the last sales price of the Issuer's stock does not equal or exceed $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for at least one period of 20 trading days within any 30-trading day period between 12 and 24 months following the closing of the Issuer's initial business combination.
- Approximately 15% of these shares may be deemed to be beneficially owned by certain employees of The RLJ Companies, LLC pursuant to certain long-term incentive and other arrangements.
- The shares are held in the name of RLJ SPAC Acquisition, LLC. In his capacities as the sole manager and sole voting member of The RLJ Companies, LLC, the sole manager and sole voting member of RLJ SPAC Acquisition, LLC, the Reporting Person may be deemed to be the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.