Filing Details
- Accession Number:
- 0001140361-12-040978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-19 19:52:05
- Reporting Period:
- 2012-09-17
- Filing Date:
- 2012-09-19
- Accepted Time:
- 2012-09-19 19:52:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 75829 | Pall Corp | PLL | General Industrial Machinery & Equipment, Nec (3569) | 111541330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245363 | Lisa Mcdermott | 25 Harbor Park Drive Port Washington NY 11050 | Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-17 | 7,000 | $35.75 | 35,210 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-17 | 7,000 | $63.59 | 28,210 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-17 | 21,312 | $35.75 | 49,522 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-17 | 21,312 | $63.25 | 28,210 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-17 | 24,612 | $26.16 | 52,822 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-17 | 24,612 | $63.25 | 28,210 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2012-09-17 | 24,612 | $0.00 | 24,612 | $26.16 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2012-09-17 | 7,000 | $0.00 | 7,000 | $35.75 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2012-09-17 | 21,312 | $0.00 | 21,312 | $35.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,936 | 2016-01-21 | No | 4 | M | Direct | |
| 21,312 | 2015-04-02 | No | 4 | M | Direct | |
| 0 | 2015-04-02 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $63.50 - $63.77. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporationm full information regarding the numbers of shares and prices at which the transaction was affected.
- This transaction was executed in multiple trades at prices ranging from $63.25 - $63.32. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporationm full information regarding the numbers of shares and prices at which the transaction was affected.
- This transaction was executed in multiple trades at prices ranging from $63.25 -$63.29. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporationm full information regarding the numbers of shares and prices at which the transaction was affected.
- The stock option grant has a graded vesting schedule. The Date Exercisable varied for each vesting tranche.
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